License and Membership

IIDFC Securities Limited holds the following membership and the licenses:

Membership: IIDFC Securities Limited obtained the Membership of Dhaka Stock Exchange (DSE) Limited (the prime stock exchange in Bangladesh) in its name on January 05, 2011. The membership number is 238.

Stock Broker license: Stock broker is a regulated professional broker who executes buy and sale orders of shares and other securities through the stock exchange on behalf of its clients or investors. IIDFC Securities Limited is a registered Stock broker of DSE whose Registration Number is 3.1/DSE-238/2011/445 dated January 05, 2011.

Stock Dealer license: IIDFC Securities Limited obtained Stock Dealer license from the SEC. Under this license the Company is allowed to invest both in the primary and secondary market. The Stock Dealer Registration number of ISL is 3.1/DSE-238/2011/446 dated January 05, 2011.

Depository Participant license: Depository Participant (DP) is an institution which holds securities like shares, debentures, bonds, government securities, mutual funds, units etc. of investors in electronic form under a registered license. It settles all traded securities of the Stock Brokers & Stock Dealers of the Stock Exchanges. IIDFC Securities Limited got full service Depository Participant (DP) license from the SEC. The license number of the Company is SEC/Registration/CDBL-DP-292 dated 03 February 2011.